Effect of Synchronizing Coordinated Base Stations on Phase Noise Estimation

In this paper, we study the problem of oscillator phase noise (PN) estimation in coordinated multi-point (CoMP) transmission systems. Specifically, we investigate the effect of phase synchronization between coordinated base stations (BSs) on PN estimation at the user receiver (downlink channel). In this respect, the Bayesian Cram\'er-Rao bound for PN estimation is derived which is a function of the level of phase synchronization between the coordinated BSs. Results show that quality of BS synchronization has a significant effect on the PN estimation

Estimation of phase noise in oscillators with colored noise sources

In this letter we study the design of algorithms for estimation of phase noise (PN) with colored noise sources. A soft-input maximum a posteriori PN estimator and a modified soft-input extended Kalman smoother are proposed. The performance of the proposed algorithms are compared against those studied in the literature, in terms of mean square error of PN estimation, and symbol error rate of the considered communication system. The comparisons show that considerable performance gains can be achieved by designing estimators that employ correct knowledge of the PN statistics

Receiver Algorithm based on Differential Signaling for SIMO Phase Noise Channels with Common and Separate Oscillator Configurations

In this paper, a receiver algorithm consisting of differential transmission and a two-stage detection for a single-input multiple-output (SIMO) phase-noise channels is studied. Specifically, the phases of the QAM modulated data symbols are manipulated before transmission in order to make them more immune to the random rotational effects of phase noise. At the receiver, a two-stage detector is implemented, which first detects the amplitude of the transmitted symbols from a nonlinear combination of the received signal amplitudes. Then in the second stage, the detector performs phase detection. The studied signaling method does not require transmission of any known symbols that act as pilots. Furthermore, no phase noise estimator (or a tracker) is needed at the receiver to compensate the effect of phase noise. This considerably reduces the complexity of the receiver structure. Moreover, it is observed that the studied algorithm can be used for the setups where a common local oscillator or separate independent oscillators drive the radio-frequency circuitries connected to each antenna. Due to the differential encoding/decoding of the phase, weighted averaging can be employed at a multi-antenna receiver, allowing for phase noise suppression to leverage the large number of antennas. Hence, we observe that the performance improves by increasing the number of antennas, especially in the separate oscillator case. Further increasing the number of receive antennas results in a performance error floor, which is a function of the quality of the oscillator at the transmitter.Comment: IEEE GLOBECOM 201

Capacity of SIMO and MISO Phase-Noise Channels with Common/Separate Oscillators

In multiple antenna systems, phase noise due to instabilities of the radio-frequency (RF) oscillators, acts differently depending on whether the RF circuitries connected to each antenna are driven by separate (independent) local oscillators (SLO) or by a common local oscillator (CLO). In this paper, we investigate the high-SNR capacity of single-input multiple-output (SIMO) and multiple-output single-input (MISO) phase-noise channels for both the CLO and the SLO configurations. Our results show that the first-order term in the high-SNR capacity expansion is the same for all scenarios (SIMO/MISO and SLO/CLO), and equal to $0.5\ln (\rho)$, where $\rho$ stands for the SNR. On the contrary, the second-order term, which we refer to as phase-noise number, turns out to be scenario-dependent. For the SIMO case, the SLO configuration provides a diversity gain, resulting in a larger phase-noise number than for the CLO configuration. For the case of Wiener phase noise, a diversity gain of at least $0.5 \ln(M)$ can be achieved, where $M$ is the number of receive antennas. For the MISO, the CLO configuration yields a higher phase-noise number than the SLO configuration. This is because with the CLO configuration one can obtain a coherent-combining gain through maximum ratio transmission (a.k.a. conjugate beamforming). This gain is unattainable with the SLO configuration.Comment: IEEE Transactions on Communication

On the Capacity of the Wiener Phase-Noise Channel: Bounds and Capacity Achieving Distributions

In this paper, the capacity of the additive white Gaussian noise (AWGN) channel, affected by time-varying Wiener phase noise is investigated. Tight upper and lower bounds on the capacity of this channel are developed. The upper bound is obtained by using the duality approach, and considering a specific distribution over the output of the channel. In order to lower-bound the capacity, first a family of capacity-achieving input distributions is found by solving a functional optimization of the channel mutual information. Then, lower bounds on the capacity are obtained by drawing samples from the proposed distributions through Monte-Carlo simulations. The proposed capacity-achieving input distributions are circularly symmetric, non-Gaussian, and the input amplitudes are correlated over time. The evaluated capacity bounds are tight for a wide range of signal-to-noise-ratio (SNR) values, and thus they can be used to quantify the capacity. Specifically, the bounds follow the well-known AWGN capacity curve at low SNR, while at high SNR, they coincide with the high-SNR capacity result available in the literature for the phase-noise channel.Comment: IEEE Transactions on Communications, 201

Oscillator Phase Noise and Small-Scale Channel Fading in Higher Frequency Bands

This paper investigates the effect of oscillator phase noise and channel variations due to fading on the performance of communication systems at frequency bands higher than 10GHz. Phase noise and channel models are reviewed and technology-dependent bounds on the phase noise quality of radio oscillators are presented. Our study shows that, in general, both channel variations and phase noise can have severe effects on the system performance at high frequencies. Importantly, their relative severity depends on the application scenario and system parameters such as center frequency and bandwidth. Channel variations are seen to be more severe than phase noise when the relative velocity between the transmitter and receiver is high. On the other hand, performance degradation due to phase noise can be more severe when the center frequency is increased and the bandwidth is kept a constant, or when oscillators based on low power CMOS technology are used, as opposed to high power GaN HEMT based oscillators.Comment: IEEE Global Telecommun. Conf. (GLOBECOM), Austin, TX, Dec. 201

Soft metrics and their Performance Analysis for Optimal Data Detection in the Presence of Strong Oscillator Phase Noise

In this paper, we address the classical problem of maximum-likelihood (ML) detection of data in the presence of random phase noise. We consider a system, where the random phase noise affecting the received signal is first compensated by a tracker/estimator. Then the phase error and its statistics are used for deriving the ML detector. Specifically, we derive an ML detector based on a Gaussian assumption for the phase error probability density function (PDF). Further without making any assumptions on the phase error PDF, we show that the actual ML detector can be reformulated as a weighted sum of central moments of the phase error PDF. We present a simple approximation of this new ML rule assuming that the phase error distribution is unknown. The ML detectors derived are also the aposteriori probabilities of the transmitted symbols, and are referred to as soft metrics. Then, using the detector developed based on Gaussian phase error assumption, we derive the symbol error probability (SEP) performance and error floor analytically for arbitrary constellations. Finally we compare SEP performance of the various detectors/metrics in this work and those from literature for different signal constellations, phase noise scenarios and SNR values

Calculation of the Performance of Communication Systems from Measured Oscillator Phase Noise

Oscillator phase noise (PN) is one of the major problems that affect the performance of communication systems. In this paper, a direct connection between oscillator measurements, in terms of measured single-side band PN spectrum, and the optimal communication system performance, in terms of the resulting error vector magnitude (EVM) due to PN, is mathematically derived and analyzed. First, a statistical model of the PN, considering the effect of white and colored noise sources, is derived. Then, we utilize this model to derive the modified Bayesian Cramer-Rao bound on PN estimation, and use it to find an EVM bound for the system performance. Based on our analysis, it is found that the influence from different noise regions strongly depends on the communication bandwidth, i.e., the symbol rate. For high symbol rate communication systems, cumulative PN that appears near carrier is of relatively low importance compared to the white PN far from carrier. Our results also show that 1/f^3 noise is more predictable compared to 1/f^2 noise and in a fair comparison it affects the performance less.Comment: Accepted in IEEE Transactions on Circuits and Systems-I: Regular Paper

Improving Bandwidth Efficiency in E-band Communication Systems

The allocation of a large amount of bandwidth by regulating bodies in the 70/80 GHz band, i.e., the E-band, has opened up new potentials and challenges for providing affordable and reliable Gigabit per second wireless point-to-point links. This article first reviews the available bandwidth and licensing regulations in the E-band. Subsequently, different propagation models, e.g., the ITU-R and Cane models, are compared against measurement results and it is concluded that to meet specific availability requirements, E-band wireless systems may need to be designed with larger fade margins compared to microwave systems. A similar comparison is carried out between measurements and models for oscillator phase noise. It is confirmed that phase noise characteristics, that are neglected by the models used for narrowband systems, need to be taken into account for the wideband systems deployed in the E-band. Next, a new multi-input multi-output (MIMO) transceiver design, termed continuous aperture phased (CAP)-MIMO, is presented. Simulations show that CAP-MIMO enables E-band systems to achieve fiber-optic like throughputs. Finally, it is argued that full-duplex relaying can be used to greatly enhance the coverage of E-band systems without sacrificing throughput, thus, facilitating their application in establishing the backhaul of heterogeneous networks.Comment: 16 pages, 6 Figures, Journal paper. IEEE Communication Magazine 201